05.20a Brown v. Board of Education, Plessy, and Junk Science. There's been some discussion on the Volokh Conspiracy on Brown v. Board of Education, which just had its 50th anniversary, so I thought I'd organize my thoughts on that case. The opinion itself is silly and even its main argument is high dubious. I think it was probably rightly decided, but for a completely different reason, unmentioned in the opinion: that the "separate but equal" rule had proved itself unworkable, and the only practical way to get equal treatment was to forbid segregation.

The Brown opinion replaced the rule that had evolved from the 1893 case of Plessy v. Ferguson that segregation by states was permissible so long as it did not result in unequal treatment of blacks and whites (which would violate the Equal Protection Clause) . Instead, Brown said that school segregation, in particular, violated the Equal Protection Clause whether the facilities were equal or not, because segregation denigrated blacks. Brown elaborated on this by saying that modern psychology showed that segregation resulted in blacks feeling inferior and citing a number of academic publications-- in particular, the "doll studies" of Kenneth Clark, an anti-segregation activist.

Segregation of white and colored children in public schools has a detrimental effect upon the colored children. The impact is greater when it has the sanction of the law; for the policy of separating the races is usually interpreted as denoting the inferiority of the negro group. A sense of inferiority affects the motivation of a child to learn. Segregation with the sanction of law, therefore, has a tendency to [retard] the educational and mental development of negro children and to deprive them of some of the benefits they would receive in a racial[ly] integrated school system.

Whatever may have been the extent of psychological knowledge at the time of Plessy v. Ferguson, this finding is amply supported by modern authority. [Footnote: K. B. Clark, Effect of Prejudice and Discrimination on Personality Development (Midcentury White House Conference on Children and Youth, 1950); Witmer and Kotinsky, Personality in the Making (1952), c. VI; Deutscher and Chein, The Psychological Effects of Enforced Segregation: A Survey of Social Science Opinion, 26 J. Psychol. 259 (1948); Chein, What are the Psychological Effects of Segregation Under Conditions of Equal Facilities?, 3 Int. J. Opinion and Attitude Res. 229 (1949); Brameld, Educational Costs, in Discrimination and National Welfare (MacIver, ed., (1949), 44-48; Frazier, The Negro in the United States (1949), 674-681. And see generally Myrdal, An American Dilemma (1944) .] Any language in Plessy v. Ferguson contrary to this finding is rejected.

(1) Was the psychology and sociology of 1950 trustworthy? Of course not. I wouldn't rely on most of it even today. At trial, John Davis had "demolished" Kenneth Clark's doll study, Alexander Bickel said (Kluger, p. 707). I bet the rest of the sources cited are similarly worthless and biased. In fact, even if it were true that "segregation with the sanction of law, has a tendency to retard the educational and mental development of negro children," that would have been near impossible to establish by a scientific study. If nothing else, how would such a study have determined whether the inferior performance of the negro children was due to (1) segregation per se, (2) inferior schools, since the "separate but equal" rule was flagrantly and hugely violated, (3) genes, or (4) home environment?

It would be much easier to show that there was no scientifically detectable adverse effect of segregation (that is, even if the effect existed, no truly scientific study had shown it). Thus, if scientific evidence was crucial to the Brown holding, Brown was wrongly decided, and should be reversed. In the absence of any scientific evidence that segregation per se hurt black children, the courts should, under this reasoning, defer to the states.

But in fact the Brown Court merely flourished the social science references for show, and I bet they didn't care a whit what the scientific evidence was. As Richard Kluger writes in Simple Justice, p. 706,

To Warren, it had seemed an innocuous enough item to insert in the opinion. "We included it because I thought the point it made was the antithesis of what was said in Plessy," he later commented. "They had said there that if there was any harm intended, it was solely in the mind of the Negro. I though these things-- these cited sources-- were sufficient to note as being in contradistinction to that statement in Plessy. " Then he added, by way of stressing that the sociology was merely supportive and not the substance of the holding, "It was only a note, after all." Warren's clerk Earl Pollock, one of those closest to the writing of the opinion, puts it more bluntly: "The only reason to have included footnote number 11 was as a rebuttal to the cheap psychology of Plessy that said inferiority was only in the mind of the Negro. The Chief Justice was saying in effect that we know a lot more now about how human beings work than they did back then and can therefore cast doubt on that preposterous line of argument."

This is a good illustration of the naivete of the 1950s American liberal: the idea that his beliefs were modern and scientific and therefore he could dismiss the wisdom of the ages. I certainly would prefer to trust the judgement of a random college- educated person-- or of a randomly drawn professor-- from 1893 about how people think than someone from 1950.

Justice Tom Clark later said (by Kluger's report) that he and Justice Hugo Black had warned the Chief Justice that including the cite to Myrdal, a leftwing Swede highly critical of the South, was a slap in the face to Southerners and would make it harder to enforce the opinion. Since the Chief Justice, an ex-governor famous for his skill at political manipulation, did it anyway, my guess is that he wanted to slap the Southerners in the face, whether for spite or because he hoped the backlash would help build Northern support.

In this, I go contrary to the Volokh Conspirators. Eugene Volokh

As I understand it, some of the studies on which Brown has relied on have indeed been questioned. But it seems to me that Brown was both right to consider social science evidence, and to reach the result that it did as to deliberate, legally enforced racial segregation.

David Bernstein said

Also, on the question of whether the Brown decision was based on the Fourteenth Amendment or on social science evidence, my understanding has always been that the Court threw in the social science evidence as a way of placating the white South. Instead of saying, "you guys are racist pigs who have been oppressing blacks for three hundred years," which would have been apt but impolitic, the Court said, "you segregated blacks in public schools at a time when you didn't know how harmful it was to them. Now that modern social science evidence has demonstrated the harm, of course you wouldn't want to continue this segregation."

(2) At any rate, the footnote was just an example of bad writing and dishonest rhetoric. What Justice Warren could have done instead was just to say "In my judgement, segregation per se hurts the performance of black schoolchildren." Courts have to decide that sort of thing on weak evidence all the time, so it is not so objectionable. In fact, I would trust Justice Warren's intuitions about people far more than the publications he cited.

But I wouldn't trust Warren's honesty, and I don't think he believed that segregation hurt the performance of black schoolchildren. Indeed, if that were the holding, then a showing that segregation helps performance-- which is equally plausible-- would make segregation okay. I don't think he really meant that.

Rather, what I think Warren really meant is what Eugene Volokh states much better than the Brown opinion:

The Plessy majority's endorsement of "separate but equal" rested on the view that the social message of segregation was irrelevant:

We consider the underlying fallacy of the plaintiff's argument to consist in the assumption that the enforced separation of the two races stamps the colored race with a badge of inferiority. If this be so, it is not by reason of anything found in the act, but solely because the colored race chooses to put that construction upon it.

This strikes me as quite unpersuasive, and it didn't persuade Justice Harlan, either:

Every one knows that the statute in question had its origin in the purpose, not so much to exclude white persons from railroad cars occupied by blacks, as to exclude colored people from coaches occupied by or assigned to white persons. . . . The thing to accomplish was, under the guise of giving equal accommodation for whites and blacks, to compel the latter to keep to themselves while traveling in railroad passenger coaches. No one would be so wanting in candor as to assert the contrary.

The law, Harlan reasoned, "proceed[ed] on the ground that colored citizens are so inferior and degraded that they cannot be allowed to sit in public coaches occupied by white citizens[.] That, as all will admit, is the real meaning of such legislation as was enacted in Louisiana." It seems to me that he was correct. And he was also right to be attentive to the clear message that a law sends, rather than just its tangible effects.
In brief: segregation was intended and received as an insult to blacks.

That argument has two problems, though. First, I believe it is empirically false. Suppose nobody had perceived segregation as an insult to blacks. Would white southerners then have thought there was no point in banning interracial marriage, separating children in school and employees in workplaces, having separate bathrooms, and so forth? Of course not. To some mild extent the purpose of segregation was to insult blacks, but for the most part that was a by-product, if, from the white viewpoint, a desirable one. Indeed, I can think of no theory under which it would be the main reason. Why insult blacks, except for racism? But a racist would want segregation quite independently of whether it had the effect of insulting blacks, because, being a racist, he would not want to share a bathroom with a black.

Furthermore, the insult theory misses what I find the most plausible explanation for most segregation: the desire of politicians to help whites, who voted, at the expense of blacks, who did not. Since schools were not, in fact, equal, segregation allowed the politicians to have higher school funding for whites than for blacks. The effect of workplace segregation was similarly to help whites at the expense of blacks, though in a more complicated way (if there are 10 blacks and 50 whites in town qualified for a certain factory job, and you are not allowed to mix races, then you will only hire whites).

(3) This brings us, finally, to a good reason for holding that segregation is unconstitutional: that although "separate but equal" is possible in theory, in practice, it didn't happen and couldn't be made to happen. Between 1893 and 1954, it became clear that segregated facilities were rarely if ever equal. The line of federal lawsuits leading up to Brown, in fact, played on this point, and states were starting to upgrade their black colleges, for example, because of the increasing number of court challenges. The rational choice theory of politics tells us that the inequality of facilities was predictable: by the 1890's, blacks had stopped voting (because of intimidation, mostly), and so the state government was unresponsive to them. In theory, unequal grade school facilities could have been challenged in court, but court challenges are expensive, the facts would be specific to every little school district, and it would be hard for courts to monitor compliance. A wiser Brown court would have said,

Plessy was right to allow "separate but equal" in principle, but in practice we now know that the Plessy rule is unworkable. The federal courts should not get into the business of administering school budgets and monitoring the quality of bathroom facilities-- it would take too much of our time, and we would not do a good job anyway. Instead, we will use the blunter but more practical rule that segregation is forbidden.

... [in full at 04.05.20a.htm]

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